Tag Archives: United Kingdom

AWS completes Police-Assured Secure Facilities (PASF) audit in Europe (London) Region

Post Syndicated from Vishal Pabari original https://aws.amazon.com/blogs/security/aws-completes-police-assured-secure-facilities-pasf-audit-in-europe-london-region/

We’re excited to announce that our Europe (London) Region has renewed our accreditation for United Kingdom (UK) Police-Assured Secure Facilities (PASF) for Official-Sensitive data. Since 2017, the Amazon Web Services (AWS) Europe (London) Region has been assured under the PASF program. This demonstrates our continuous commitment to adhere to the heightened expectations of customers with UK law enforcement workloads. Our UK law enforcement customers who require PASF can continue to run their applications in the PASF-assured Europe (London) Region in confidence.

The PASF is a long-established assurance process, used by UK law enforcement, as a method for assuring the security of facilities such as data centers or other locations that house critical business applications that process or hold police data. PASF consists of a control set of security requirements, an on-site inspection, and an audit interview with representatives of the facility.

The Police Digital Service (PDS) confirmed the renewal for AWS on May 5, 2023. The UK police force and law enforcement organizations can obtain confirmation of the compliance status of AWS through the Police Digital Service.

To learn more about our compliance and security programs, see AWS Compliance Programs. As always, we value your feedback and questions; reach out to the AWS Compliance team through the Contact Us page.

Please reach out to your AWS account team if you have questions or feedback about PASF compliance.

If you have feedback about this post, submit comments in the Comments section below.

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Vishal Pabari

Vishal Pabari

Vishal is a Security Assurance Program Manager at AWS, based in London, UK. Vishal is responsible for third-party and customer audits, attestations, certifications, and assessments across EMEA. Vishal previously worked in risk and control, and technology in the financial services industry.

AWS completes the 2023 Cyber Essentials Plus certification and NHS Data Security and Protection Toolkit assessment

Post Syndicated from Tariro Dongo original https://aws.amazon.com/blogs/security/aws-completes-the-2023-cyber-essentials-plus-certification-and-nhs-data-security-and-protection-toolkit-assessment/

Amazon Web Services (AWS) is pleased to announce the successful completion of the United Kingdom Cyber Essentials Plus certification and the National Health Service Data Security and Protection Toolkit (NHS DSPT) assessment. The Cyber Essentials Plus certificate and NHS DSPT assessment are valid for one year until March 28, 2024, and June 30, 2024, respectively.

Cyber Essentials Plus is a UK Government-backed, industry-supported certification scheme intended to help organizations demonstrate organizational cyber security against common cyber attacks. An independent third-party auditor certified by the Information Assurance for Small and Medium Enterprises (IASME) completed the audit. The scope of our Cyber Essentials Plus certificate covers AWS Europe (London), AWS Europe (Ireland), and AWS Europe (Frankfurt) Regions.

The NHS DSPT is a self-assessment that organizations use to measure their performance against data security and information governance requirements. The UK Department of Health and Social Care sets these requirements.

When customers move to the AWS Cloud, AWS is responsible for protecting the global infrastructure that runs our services offered in the AWS Cloud. AWS customers are the data controllers for patient health and care data, and are responsible for anything they put in the cloud or connect to the cloud. For more information, see the AWS Shared Security Responsibility Model.

AWS status is available on the AWS Cyber Essentials Plus compliance page, the NHS DSPT portal, and through AWS Artifact. AWS Artifact is a self-service portal for on-demand access to AWS compliance reports. Sign in to AWS Artifact in the AWS Management Console, or learn more at Getting Started with AWS Artifact.

As always, we value your feedback and questions. Reach out to the AWS Compliance team through the Contact Us page. If you have feedback about this post, submit a comment in the Comments section below. To learn more about our other compliance and security programs, see AWS Compliance Programs.

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Tariro Dongo

Tariro Dongo

Tariro is a Security Assurance Program Manager at AWS, based in London. Tari is responsible for third-party and customer audits, attestations, certifications, and assessments across EMEA. Previously, Tari worked in security assurance and technology risk in the big four and financial services industry over the last 12 years.

Jennifer Park

Jennifer Park

Jennifer is a Security Assurance Program Manager at AWS, based in New York. She is responsible for third-party and customer audits, attestations and certifications across EMEA. Jennifer graduated from Boston College and has just under one year experience in Security Assurance.

How the coronation of King Charles III affected Internet traffic

Post Syndicated from João Tomé original http://blog.cloudflare.com/how-the-coronation-of-king-charles-iii-affected-internet-traffic/

How the coronation of King Charles III affected Internet traffic

How the coronation of King Charles III affected Internet traffic

When major events in a country happen Internet traffic patterns are often impacted, depending on the type of event. But what about the coronation of a king or queen? There’s no similar precedent, with a worldwide impact, in the Internet age, except maybe the coronation of the king of Thailand, in 2019. The last time it happened in the United Kingdom was 70 years ago (June 2, 1953), with Queen Elizabeth II; it was the first British coronation to be fully televised. Neither the Internet nor ARPANET were around at the time.

Imagine a grand royal event (if you saw the broadcast or the news, there’s no need), filled with pomp and pageantry, that's so captivating it impacts Internet traffic. That's what happened during the coronation of Charles III and Camilla, the newly crowned king and queen of the United Kingdom and other Commonwealth realms. As the coronation ceremony unfolded, on Saturday morning, May 6, 2023, there were clear spikes and dips in traffic, each coinciding with key moments of the ceremony.

Then came Sunday, and with it, the Coronation Big Lunch event. As the nation sat down to enjoy a communal meal throughout the country, Internet traffic took a significant nosedive, dropping by as much as 18%. The Sunday trends didn't stop there. As night fell and Prince William took to the stage to deliver a speech during the Coronation Concert, there was a clear drop in Internet traffic. Monday, May 8, was a bank holiday in the UK in honor of the coronation, and after a weekend of outdoor coronation events, Internet traffic was buzzing, noticeably higher than usual.

In the past, we’ve seen Internet traffic drop when a national televised event is happening — last year, we saw it, including in the UK, during the Eurovision, although traffic does increase when results are in. Different types of events and broadcasts yield different Internet patterns.

How the coronation of King Charles III affected Internet traffic

Coronation day: a rollercoaster of Internet traffic

Let's take a closer look at coronation day, May 6, 2023, when Internet traffic in the UK had its own peaks and valleys. There were moments when the digital realm seemed to hold its breath, with traffic dipping to its lowest points. The arrival of the royals and their guests marked one such moment. As the anticipation built and all eyes turned to the grand entrances, Internet traffic dipped to a notable 7% lower than the previous week.

Here's a play-by-play of the day's traffic trends, compared to the previous week. We’re using a 15-minute granularity, and aligning with key events as reported live by the BBC:

Traffic decreases (Saturday, May 6, 2023)

Rank by drop (compared with previous week) Coronation events (from the BBC)
#1 — 10:45-11:00 local time (-7% in traffic) When the royals and guests were arriving at Westminster Abbey. The King and Queen arrived at 11:00.
#2 — 12:00 (-2%) When King Charles III (12:02) was crowned.
#3 — 13:00 (-3%) When King Charles and Queen Camilla left Westminster Abbey. The Coronation Procession started.

On Saturday, May 6, 2023, a downward trend in traffic began after 06:15, with traffic 5% lower than the previous week. This trend shifted to a traffic increase after 11:15 (+6%), coinciding with the ongoing ceremony. The exceptions were the previously mentioned traffic dips. The following table illustrates clear traffic spikes after significant moments, some of which are represented in the previous table. Here's a list of periods with higher growth:

Traffic increases (Saturday, May 6, 2023)

Rank by increase (compared with previous week) Coronation events (from the BBC)
#1 — 14:45 local time (+14% in traffic) This happened after the military flypast (14:35), when the royals were on the balcony of Buckingham Palace.
#2 — 12:30 (+13.7%) After King Charles III was crowned at 12:02 (at which time traffic dropped 2%) and after Queen Camilla (12:16) was crowned, when a choir was singing Agnus Dei (12:30).
#3 — 15:30-16:15 (+13%) During the highlights of the event and reactions from royal fans.
#4 — 14:00 (+13%). When the UK’s national anthem was played in the gardens of Buckingham Palace.
#5 — 11:30 (+11%). Just after the coronation oath and during the choir’s singing.

As guests and royals arrived and during moments like the king's crowning, Internet traffic noticeably dropped. However, during parts of the ceremony such as the choir singing, Internet traffic seemed to increase. That was also clear after the military flypast, over the Buckingham Palace balcony.

The following chart illustrates UK Internet traffic during the weekend, with the purple dotted line representing the previous weekend.

How the coronation of King Charles III affected Internet traffic

On a daily basis, daily traffic was 4% higher on Saturday, May 6, compared to the previous Saturday.

The Big Lunch and Prince William’s speech

Another trend from the coronation weekend relates to the events that took place on Sunday, May 7. Internet trends here align with what we observed almost a year ago during Queen Elizabeth II's Platinum Jubilee. Sunday was a day of celebration with both the Coronation Big Lunch (where neighbors and communities were invited to share food and fun together across the country) and the Coronation Concert taking place.

Next, we present the percentages of increase/decrease in requests during this past weekend, compared with the previous week (a slightly different perspective from the previous chart):

How the coronation of King Charles III affected Internet traffic

On Sunday, May 7, it's clear that UK traffic was lower than usual right after 07:00 local time (-2% in traffic), but it dropped the most after 12:00 (-5%), compared to the previous week. The moment with the biggest drop in traffic, compared to the previous week, was between 14:15 and 15:30, when traffic was around 18% lower. That was still Big Lunch time, given that it’s a multiple hour event full of “food and fun” — there were more than 65,000 Coronation Big Lunch events around the UK. During last year's Queen Elizabeth II's Platinum Jubilee, traffic dropped as much as 25% on Sunday, June 5, 2022, at 15:00.

At night, the Coronation Concert took center stage, broadcast live from Windsor Castle on the BBC after 20:00. The lineup included musical guests such as Take That, Lionel Richie, Katy Perry, and Andrea Bocelli. However, the star of the event, at least in terms of when Internet traffic was at its lowest that evening, was William, Prince of Wales. Cloudflare observed another significant drop in traffic, compared to the previous week, around 21:15-21:30, when traffic was 7% lower than the previous week. At that time, Lionel Richie had just performed, and Prince William was on stage for a special address to the king.

In terms of daily traffic, if on Coronation Saturday we saw an increase (4%), on Coronation Sunday there was a 6% drop compared to the previous week. On Monday, the coronation bank holiday, there weren't any major coronation events, and traffic was 4% higher than the previous week (May 1, also a bank holiday in the UK).

Coronation, a mobile devices day

Zooming in on the distribution of traffic from mobile devices, we find that Saturday, May 6, stands out in 2023. On this day, mobile traffic accounted for 61% of total traffic, a figure only matched by April 15 and January 1, 2023. Similarly, Sunday, May 7, was one of the Sundays with the highest percentage of mobile traffic, at 60%. This percentage was only surpassed by Easter Sunday, April 9 (60.4%), and, unsurprisingly, January 1, 2023 (61%).

How the coronation of King Charles III affected Internet traffic

Wales sees the largest Sunday drop in Internet traffic

Which UK countries were more impacted? Looking at both coronation weekend days, we saw a similar pattern (growth in traffic at around the time of the coronation ceremony on Saturday, and decrease on Sunday) in all of them. Looking at the Sunday drop, England had as much as 16% in traffic at 15:30; Scotland had as much as a 17% drop at around 13:30; Wales had as much as a 19% drop at around 15:00; and Northern Ireland had as much as an 18% drop in traffic, compared to the previous week, at the same time. Wales had the biggest drop.

How the coronation of King Charles III affected Internet traffic

From Canada to Australia

Last year, in early June, we observed the impact of Queen Elizabeth II’s Platinum Jubilee on the Internet in the UK. This event, which celebrated the first British monarch to reach a 70th anniversary on the throne, caused a significant drop in traffic, as much as 25% (on Sunday, June 5, 2022). This trend was also noticeable in other Commonwealth countries.

Several Commonwealth countries also held notable events to celebrate both the Queen’s Platinum Jubilee and the recent coronation. In Canada, events and activities related to the coronation mirrored those for the Queen’s Platinum Jubilee. Whether related or not, we observed on Saturday, May 6, as much as an ~8% drop in Internet traffic compared to the previous week, between 09:30 and 16:30 Toronto time. On Sunday, the drop was even larger, with about 10% less traffic between 10:30 and 12:00.

How the coronation of King Charles III affected Internet traffic

In Australia, the difference in traffic wasn't as pronounced as in Canada. However, traffic was 7% lower than the previous week at 20:00 Sydney time (10:00 UTC), when the coronation ceremony began on May 6. This was the only period over the past weekend when traffic was lower than the previous one.

And what about the impact on DNS traffic to our 1.1.1.1 resolver from UK users? Social media apps certainly felt the ripple. Domains linked to social media platforms, which typically surge in popularity during major events, such as Twitter, experienced a notable uptick. We saw a 33% increase in DNS traffic in those around 14:00 local time on Saturday, May 6, compared to the previous week. By 18:00 on May 7, traffic had soared to 64% higher, and it remained elevated during the Coronation Concert: at 22:00, it was 36% higher.

Meanwhile, video-centric social media platforms, like TikTok, hit their peak at around 20:00 on May 7, when the Coronation Concert was starting, with a whopping 57% surge in DNS traffic.

How the coronation of King Charles III affected Internet traffic

During the coronation weekend, the peak period for DNS traffic to domains related to the royal family fell between 11:00 and 12:00 local time. In this hour, traffic was an impressive forty times higher than the same time the previous weekend (that growth is higher, more than 40x, when using a May 2022 baseline, as is seen in the next chart).

How the coronation of King Charles III affected Internet traffic

If we broaden our view to the past 12 months, we see that the domains associated with the royal family hit their highest point on the day Queen Elizabeth II passed away, September 8. Around 18:00 local time, DNS traffic was 12x higher than the previous week. This was followed by the day of Her Majesty's funeral, September 19, when around 11:00, DNS traffic was 6x higher than usual.

How the coronation of King Charles III affected Internet traffic

A similar impact was seen, related to the Queen's death, on British news organizations, in the past 12 months. September 8, around 18:00, was the peak of the whole year in terms of DNS traffic to news organizations, according to our data. At that time, DNS traffic was 263% higher than at the same time in the previous week. During the September 19 funeral, at 11:00, DNS traffic was 24% higher than before.

How the coronation of King Charles III affected Internet traffic

During the recent coronation weekend, DNS traffic to UK news organizations on Saturday, May 6, was higher than usual during the morning by as much as 47%, at 11:00, and continued higher than before mostly during that day.

September 8, 2022: The end of a 70-year reign

We already mentioned domain trends related to when Queen Elizabeth II passed away on September 8, 2022. But what about the impact on Internet traffic? We saw a 7% decrease in Internet traffic in the UK on that day at around 18:30 local time compared to the previous week, coinciding with the announcement of her death.

The following weekend, on Saturday, September 10, 2022, traffic was as much as 17% lower at 15:00. This was the day Charles was proclaimed the new king and people flocked to the royal palaces to pay their respects — Prince William and Kate, and Prince Harry and Meghan, paused outside Windsor Castle to read messages left by mourners.

How the coronation of King Charles III affected Internet traffic

Internet traffic dropped even further compared to the previous week during Queen Elizabeth II’s funeral: on September 19, 2022, traffic was 27% lower at 10:45. According to Wikipedia, this was when the Queen's coffin was transported from Westminster Hall to Westminster Abbey on the State Gun Carriage of the Royal Navy.

How the coronation of King Charles III affected Internet traffic

Old traditions in a recent medium

In this blog post, we've seen how a very old tradition, like the British coronation, can impact a very recent innovation, the Internet. Almost 70 years ago, Queen Elizabeth II's coronation was the first ever to be televised, at a time when television in the UK was less than 20 years old. The event, which took place at Westminster Abbey in London (the site of coronations since 1066), was watched by 27 million people in the UK alone and millions more around the world.

This time around, King Charles III's coronation could be viewed through that now old medium called television, or online, via streaming services. The Internet is much younger than Britain’s former monarch's reign or even Sir Tim Berners-Lee (born in 1955), and it was only 30 years ago that the World Wide Web protocol and code were made available royalty-free, enabling the web's widespread use.

Streaming media events online, on the other hand, at least on a large scale, are a more recent development — YouTube was launched in 2005. Looking at video platforms trends in the UK, we could see how DNS traffic was 13% higher at around 12:00, during the coronation ceremony, on May 6 — it was broadcast on YouTube.

How the coronation of King Charles III affected Internet traffic

British broadcasters, such as the BBC, also included a streaming version of the event. There, the increase in DNS traffic was even higher. Between 11:00 and 12:00, on May 6, DNS traffic was 197% higher than in the previous week.

How the coronation of King Charles III affected Internet traffic

The difference in DNS traffic to UK's streaming services was even more pronounced when Queen Elizabeth II passed away on September 8, with a 470% increase in DNS traffic around 18:00 compared to the previous week. During the Queen's funeral on September 19, DNS traffic was 150% higher around 11:00 compared to the previous week.

You can check Internet trends related to events such as Easter, Ramadan, an ongoing civil war or a relevant UK outage here in our blog. You can also monitor changes in Internet patterns as they occur on Cloudflare Radar or using the Radar API. On social media, we’re at @CloudflareRadar on Twitter or cloudflare.social/@radar on Mastodon.

Cloudflare’s view of the Virgin Media outage in the UK

Post Syndicated from David Belson original https://blog.cloudflare.com/virgin-media-outage-april-4-2023/

Cloudflare’s view of the Virgin Media outage in the UK

Just after midnight (UTC) on April 4, subscribers to UK ISP Virgin Media (AS5089) began experiencing an Internet outage, with subscriber complaints multiplying rapidly on platforms including Twitter and Reddit.

Cloudflare Radar data shows Virgin Media traffic dropping to near-zero around 00:30 UTC, as seen in the figure below. Connectivity showed some signs of recovery around 02:30 UTC, but fell again an hour later. Further nominal recovery was seen around 04:45 UTC, before again experiencing another complete outage between around 05:45-06:45 UTC, after which traffic began to recover, reaching expected levels around 07:30 UTC.

After the initial set of early-morning disruptions, Virgin Media experienced another round of issues in the afternoon. Cloudflare observed instability in traffic from Virgin Media’s network (called an autonomous system in Internet jargon) AS5089 starting around 15:00 UTC, with a significant drop just before 16:00 UTC. However in this case, it did not appear to be a complete outage, with traffic recovering approximately a half hour later.

Cloudflare’s view of the Virgin Media outage in the UK

Virgin Media’s Twitter account acknowledged the early morning disruption several hours after it began, posting responses stating “We’re aware of an issue that is affecting broadband services for Virgin Media customers as well as our contact centres. Our teams are currently working to identify and fix the problem as quickly as possible and we apologise to those customers affected.” Further responses after service restoration noted “We’ve restored broadband services for customers but are closely monitoring the situation as our engineers continue to investigate. We apologise for any inconvenience caused.”

However, the second disruption was acknowledged on Virgin Media’s Twitter account much more rapidly, with a post at 16:25 UTC stating “Unfortunately we have seen a repeat of an earlier issue which is causing intermittent broadband connectivity problems for some Virgin Media customers. We apologise again to those impacted, our teams are continuing to work flat out to find the root cause of the problem and fix it.”

At the time of the outages, www.virginmedia.com, which includes the provider’s status page, was unavailable. As seen in the figure below, a DNS lookup for the hostname resulted in a SERVFAIL error, indicating that the lookup failed to return a response. This is because the authoritative nameservers for virginmedia.com are listed as ns{1-4}.virginmedia.net, and these nameservers are all hosted within Virgin Media’s network (AS5089) and thus are not accessible during the outage.

Cloudflare’s view of the Virgin Media outage in the UK

Although Virgin Media has not publicly released a root cause for the series of disruptions that its network has experienced, looking at BGP activity can be instructive.

BGP is a mechanism to exchange routing information between networks on the Internet. The big routers that make the Internet work have huge, constantly updated lists of the possible routes that can be used to deliver each network packet to its final destination. Without BGP, the Internet routers wouldn’t know what to do, and the Internet wouldn’t exist.

The Internet is literally a network of networks, or for math fans, a graph, with each individual network a node in it, and the edges representing the interconnections. All of this is bound together by BGP, which allows one network (Virgin Media, for instance) to advertise its presence to other networks that form the Internet. When Virgin Media is not advertising its presence, other networks can’t find its network and it becomes effectively unavailable.

BGP announcements inform a router of changes made to the routing of a prefix (a group of IP addresses) or entirely withdraws the prefix, removing it from the routing table. The figure below shows aggregate BGP announcement activity from AS5089 with spikes that align with the decreases and increases seen in the traffic graph above, suggesting that the underlying cause may in fact be BGP-related, or related to problems with core network infrastructure.

Cloudflare’s view of the Virgin Media outage in the UK

We can drill down further to break out the observed activity between BGP announcements (dark blue) and withdrawals (light blue) seen in the figure below, with key activity coincident with the loss and return of traffic. An initial set of withdrawals are seen just after midnight, effectively removing Virgin Media from the Internet resulting in the initial outage.

A set of announcements occurred just before 03:00 UTC, aligning with the nominal increase in traffic noted above, but those were followed quickly by another set of withdrawals. A similar announcement/withdrawal exchange was observed at 05:00 and 05:30 UTC respectively, before a final set of announcements restored connectivity at 07:00 UTC.

Things remained relatively stable through the morning into the afternoon, before another set of withdrawals presaged the afternoon’s connectivity problems, with a spike of withdrawals at 15:00 UTC, followed by additional withdrawal/announcement exchanges over the next several hours.

Cloudflare’s view of the Virgin Media outage in the UK

Conclusion

Track ongoing traffic trends for Virgin Media on Cloudflare Radar, and follow us on Twitter and Mastodon for regular updates.

AWS and the UK rules on operational resilience and outsourcing

Post Syndicated from Arvind Kannan original https://aws.amazon.com/blogs/security/aws-and-the-uk-rules-on-operational-resilience-and-outsourcing/

Financial institutions across the globe use Amazon Web Services (AWS) to transform the way they do business. Regulations continue to evolve in this space, and we’re working hard to help customers proactively respond to new rules and guidelines. In many cases, the AWS Cloud makes it simpler than ever before to assist customers with their compliance efforts with different regulations and frameworks around the world.

In the United Kingdom, the Financial Conduct Authority (FCA), the Bank of England and the Prudential Regulation Authority (PRA) issued policy statements and rules on operational resilience in March, 2021. The PRA also additionally issued a supervisory statement on outsourcing and third-party risk management. Broadly, these Statements apply to certain firms that are regulated by the UK Financial Regulators: this includes banks, building societies, credit unions, insurers, financial markets infrastructure providers, payment and e-money institutions, major investment firms, mixed activity holding companies, and UK branches of certain overseas firms. For other FCA-authorized financial services firms, the FCA has previously issued FG 16/5 Guidance for firms outsourcing to the ‘cloud’ and other third-party IT services.

These Statements are relevant to the use of cloud services. AWS strives to help support our customers with their compliance obligations and help them meet their regulator’s expectations. We offer our customers a wide range of services that can simplify and directly assist in complying with these Statements, which apply from March 2022.

What do these Statements from the UK Financial Regulators mean for AWS customers?

The Statements aim to ensure greater operational resilience for UK financial institutions and, in the case of the PRA’s papers on outsourcing, facilitate greater adoption of the cloud and other new technologies while also implementing the Guidelines on outsourcing arrangements from the European Banking Authority (EBA) and the relevant sections of the EBA Guidelines on ICT and security risk management. (See the AWS approach to these EBA guidelines in this blog post).

For AWS and our customers, the key takeaway is that these Statements provide a regulatory framework for cloud usage in a resilient manner. The PRA’s outsourcing paper, in particular, sets out conditions that can help give PRA-regulated firms assurance that they can deploy to the cloud in a safe and resilient manner, including for material, regulated workloads. When they consider or use third-party services (such as AWS), many UK financial institutions already follow due diligence, risk management, and regulatory notification processes that are similar to the processes identified in these Statements, the EBA Outsourcing Guidelines, and FG 16/5. UK financial institutions can use a variety of AWS security and compliance services to help them meet requirements on security, resilience, and assurance.

Risk-based approach

The Statements reference the principle of proportionality throughout. In the case of the outsourcing requirements, this includes a focus on material outsourcing arrangements and incorporating a risk-based approach that expects regulated entities to identify, assess, and mitigate the risks associated with outsourcing arrangements. The recognition of a shared responsibility model, referenced by the PRA and the recognition in FCA Guidance FG 16/5 that firms need to be clear about where responsibility lies between themselves and their service providers, is consistent with the long-standing AWS shared responsibility model. The proportionality and risk-based approach applies throughout the Statements, including the areas such as risk assessment, contractual and audit requirements, data location and transfer, operational resilience, and security implementation:

  • Risk assessment – The Statements emphasize the need for UK financial institutions to assess the potential impact of outsourcing arrangements on their operational risk. The AWS shared responsibility model helps customers formulate their risk assessment approach, because it illustrates how their security and management responsibilities change depending on the services from AWS they use. For example, AWS operates some controls on behalf of customers, such as data center security, while customers operate other controls, such as event logging. In practice, AWS helps customers assess and improve their risk profile relative to traditional, on-premises environments.
     
  • Contractual and audit requirements – The PRA supervisory statement on outsourcing and third-party risk management, the EBA Outsourcing Guidelines, and the FCA guidance FG 16/5 lay out requirements for the written agreement between a UK financial institution and its service provider, including access and audit rights. For UK financial institutions that are running regulated workloads on AWS, please contact your AWS account team to address these contractual requirements. We also help institutions that require contractual audit rights to comply with these requirements through the AWS Security & Audit Series, which facilitates customer audits. To align with regulatory requirements and expectations, our audit program incorporates feedback that we’ve received from EU and UK financial supervisory authorities. UK financial services customers interested in learning more about the audit engagements offered by AWS can reach out to their AWS account teams.
     
  • Data location and transfer – The UK Financial Regulators do not place restrictions on where a UK financial institution can store and process its data, but rather state that UK financial institutions should adopt a risk-based approach to data location. AWS continually monitors the evolving regulatory and legislative landscape around data privacy to identify changes and determine what tools our customers might need to help meet their compliance needs. Refer to our Data Protection page for our commitments, including commitments on data access and data storage.
     
  • Operational resilience – Resiliency is a shared responsibility between AWS and the customer. It is important that customers understand how disaster recovery and availability, as part of resiliency, operate under this shared model. AWS is responsible for resiliency of the infrastructure that runs all of the services offered in the AWS Cloud. This infrastructure comprises the hardware, software, networking, and facilities that run AWS Cloud services. AWS uses commercially reasonable efforts to make these AWS Cloud services available, ensuring that service availability meets or exceeds the AWS Service Level Agreements (SLAs).

    The customer’s responsibility will be determined by the AWS Cloud services that they select. This determines the amount of configuration work they must perform as part of their resiliency responsibilities. For example, a service such as Amazon Elastic Compute Cloud (Amazon EC2) requires the customer to perform all of the necessary resiliency configuration and management tasks. Customers that deploy Amazon EC2 instances are responsible for deploying EC2 instances across multiple locations (such as AWS Availability Zones), implementing self-healing by using services like AWS Auto Scaling, as well as using resilient workload architecture best practices for applications that are installed on the instances.

    For managed services, such as Amazon Simple Storage Service (Amazon S3) and Amazon DynamoDB, AWS operates the infrastructure layer, the operating system, and platforms, whereas customers access the endpoints to store and retrieve data. Customers are responsible for managing resiliency of their data, including backup, versioning, and replication strategies. For more details about our approach to operational resilience in financial services, refer to this whitepaper.

  • Security implementation – The Statements set expectations on data security, including data classification and data security, and require UK financial institutions to consider, implement, and monitor various security measures. Using AWS can help customers meet these requirements in a scalable and cost-effective way, while helping improve their security posture. Customers can use AWS Config or AWS Security Hub to simplify auditing, security analysis, change management, and operational troubleshooting.

    As part of their cybersecurity measures, customers can activate Amazon GuardDuty, which provides intelligent threat detection and continuous monitoring, to generate detailed and actionable security alerts. Amazon Macie uses machine learning and pattern matching to help customers classify their sensitive and business-critical data in AWS. Amazon Inspector automatically assesses a customer’s AWS resources for vulnerabilities or deviations from best practices and then produces a detailed list of security findings prioritized by level of severity.

    Customers can also enhance their security by using AWS Key Management Service (AWS KMS) (creation and control of encryption keys), AWS Shield (DDoS protection), and AWS WAF (helps protect web applications or APIs against common web exploits). These are just a few of the many services and features we offer that are designed to provide strong availability and security for our customers.

As reflected in these Statements, it’s important to take a balanced approach when evaluating responsibilities in cloud implementation. AWS is responsible for the security of the AWS infrastructure, and for all of our data centers, we assess and manage environmental risks, employ extensive physical and personnel security controls, and guard against outages through our resiliency and testing procedures. In addition, independent third-party auditors evaluate the AWS infrastructure against more than 2,600 standards and requirements throughout the year.

Conclusion

We encourage customers to learn about how these Statements apply to their organization. Our teams of security, compliance, and legal experts continue to work with our UK financial services customers, both large and small, to support their journey to the AWS Cloud. AWS is closely following how the UK regulatory authorities apply the Statements and will provide further updates as needed. If you have any questions about compliance with these Statements and their application to your use of AWS, reach out to your account representative or request to be contacted.

 
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Arvind Kannan

Arvind Kannan

Arvind is a Principal Compliance Specialist at Amazon Web Services based in London, United Kingdom. He spends his days working with financial services customers in the UK and across EMEA, helping them address questions around governance, risk and compliance. He has a strong focus on compliance and helping customers navigate the regulatory requirements and understand supervisory expectations.